Response Surface Methodology vs Taguchi Methods vs Classical Design of Experiments

Though, the technique of ‘Statistical Experimental Design’ has been around from 1930’s; it was accepted by the industry, largely due to simplification efforts of Dr. Taguchi. The rapid acceptance of Dr. Taguchi methods of ‘Robust Design’ prompted a debate (which is still going on) “Classical DOE vs. Taguchi Methods of Robust Design – Which is better?”

 

Adding to the complexity is the new technique of experimental – RSM. Though, the Taguchi Methods are the most efficient way for optimisation; at times, the engineer may require a method of optimisation which accounts for the interaction effects, if any. Further, in the era of wafer-thin margins/ contribution; the design engineer may seek to fin-tune the settings of the control-factors/ design parameters to get that extra competitive advantage. It is under these demanding situations, where advanced tools like RSM could play a significant role.

 

The difference between Classical Taguchi Methods, DOE, and RSM is elaborated in the following table.

Taguchi Methods Classical DOE RSM
Objective ·         To estimate an optimum setting for a product/process, in terms of its control factors and their design levels.

e.g., if y= f(A1/2/3, B1/2/3, C1/2/3), identify combination of A,B & C at their levels 1/2/3 for an optimum y

·         The objective is always to maximise the S/N ratio of the response.

·         To develop a linear (1st order) function to describe a product/process performance and use the equation to set the product/process at its optimum setting.

e.g., if y=f(x1,x2,x3), estimate the equation:

y=a0 +a1x1 +a2x2 +a3x3 +a12x1x2 +a13x1x3 +a23x2x3 +a123x1x2x3

·         Based on the objective of design, y is set at minima/maxima or its nominal value.

 

·         To develop a quadratic (2nd order) function to describe a product/process performance and use the equation to set the product/process at its optimum setting.

e.g., if y=f(x1,x2,x3), estimate the equation:

y=a0 +a11x12 +a22x22 +a33x32

+a1x1 +a2x2 +a3x3 +a12x1x2 +a13x1x3 +a23x2x3 +a123x1x2x3

·         Based on the objective of design, y is set at minima/maxima or its nominal value.

 

Experimental Plans
  • Fully saturated, fractional factorial designs.
  • The information space for studying interaction effects is utilised on studying additional factors within the same set of experimental runs
  • Dr. Taguchi advocates the use of multi-levels (3, 4 or 5 levels) to identify the curvature in the response and identify the near-optimum settings of the factors
  • Full factorial designs.
  • These plans incorporate information space for studying two factors and three factor interactions.
  • These are two level designs for estimating the planar equation (1st order) for a product/process performance.

 

  • Factorial designs augmented by centre points and axial points (Central Composite Designs – CCD) which offer flexibility of sequential experimentation OR
  • Box-Behnken Designs for directly estimating the 2nd order quadratic function for a product/process performance.
  • In the CCD, the centre point runs are required to detect the presence of any curvature of the response (indicating the start of the quadratic region) and the axial point runs are required for estimating the coefficients of the square terms.
Factors Factors could be both continuous or discrete Factors could be continuous or discrete Factors must be continuous variables!
Analysis Using the ‘Average Effect Plots’ the factors are set at their respective levels where the average-effect of the S/N ratio is maximum. Using multiple linear regression, the mathematical model is developed. Using the equation the optimum setting for the product/process is arrived at. In case of Central Composite Designs (CCDs):

  • If the response could be described by a linear model, the “Method of Steepest Ascent/ Descent” is deployed.
  • On detecting a presence of curvature, the quadratic model is developed by conducting the additional runs of axial points.

Box & Behnken Designs:

These designs are deployed when the product/process performance is known to follow a quadratic equation. The quadratic equation is directly estimated using the regression tool

 

Summing up, when conducting experiments is an expensive affair, Taguchi Methods present a cost effective alternative. They are easy to plan and the analysis involved requires simple computation. If one is interested in studying interactions, then the Classical DOE presents itself as an appropriate tool. If the engineer is not sure whether the product/process performance follows a linear equation or quadratic equation, he/she could use the CCD. If the engineer is confident that the product/process performance follows a quadratic equation, he/she could use the ‘Box & Behnken Design’ plan.

 

Recommended path

  • Start the development work with many factors (short-listed after brain-storming)
  • Use Taguchi Methods as ‘Screening Experiments’ to reduce the list of potential factors and reduce the experimental effort.
  • Use Classical DOE (Full Factorial) to verify whether the product/process performance follow a linear function.
  • If Yes, deploy the method of steepest ascent/descent
  • If analysis indicate a presence of a curvature, conduct additional runs as per RSM

 

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